Compliance Officer + Portfolio Reporting Stacey Dougherty
Stacey Dougherty is the Compliance Officer at Holcombe Financial and began her career in financial services before email was an office tool. Stacey has over 20 years of client service experience for ultra-high-net worth individuals and institutions at investment advisors and broker dealers in New York. With a degree in Criminal Justice and as a certified paralegal, Stacey now performs the firm’s regulatory compliance while keeping up with technology to maintain the data for client performance, asset holdings and trading. Her dogs, Willie and Rascal, keep us entertained.